Conditional Discharge Law

S  29.15 Discharge and conditional release of patients to the community.

  (a)  A  patient  may  be  discharged  or conditionally released to the community by the director of a department facility, if, in  the  opinion of staff familiar with the patient`s case history, such patient does not require active in-patient care and treatment.

  (b)  A  patient may be conditionally released, rather than discharged, when in the opinion of staff familiar with the patient`s  case  history, the  clinical  needs  of  such  patient  warrant  this  more restrictive placement, provided, however, that

  1.  an  involuntary patient may be conditionally released only for the remainder of the authorized retention period; and

  2.  except as provided in subdivision (d) of this section, a voluntary patient may be conditionally released only for a  twelve  month  period, provided however that (i) a voluntary patient under sixteen years of age may be conditionally released only after consultation with  the  parent, legal guardian, or next-of-kin of such patient; (ii) a voluntary patient over sixteen and under  eighteen  years  of  age  may  be  conditionally released  only with his consent or with the consent of the parent, legal guardian, or next-of-kin of such  patient;  (iii)  a  voluntary  patient eighteen  years  of age or older may be conditionally released only with his consent.

  (c)  The  director  of a department facility from which any patient is conditionally released shall cause all such patients to be informed once during  each  one  hundred  twenty  days of conditional release of their status and rights, including their right  to  avail  themselves  of  the facilities  of  the  mental  hygiene  legal service. At the time of such periodic notification, the written consent of a patient to his continued stay  on conditional release status shall be obtained and a copy thereof shall be given to the mental hygiene legal service.

  (d)  1. No voluntary patient who has been conditionally released shall be continued on such status for a period beyond twelve months  from  the date  of  commencement  of  such status or beyond twelve months from the effective  date  of  this  statute,  whichever  is  later,  unless   the suitability of such patient to remain on such status and his willingness to  so  remain  have  been  reviewed.  The  director  shall  review  the suitability  of  such  patient  to remain in such status, and the mental hygiene legal service shall review the willingness of  such  patient  to remain  in  such  status.  Notice  of the determination of the patient`s suitability made by the director shall be given to  the  mental  hygiene legal  service.  If the mental hygiene legal service finds that there is any ground to doubt the director`s determination of the  suitability  of such patient to remain on such status, or the willingness of the patient to so remain, it shall make an application, upon notice to  the  patient and  the  director  of  the facility for a court order determining those questions.  In any such proceeding, the patient or someone on his behalf or the mental hygiene legal service may request a hearing. If the mental hygiene legal service finds no grounds to doubt the determination of the director  as  to  the  suitability  or the willingness of the patient to continue on conditional release status, it  shall  so  certify  and  the patient may be continued on such status. A copy of such certification of review shall be filed in the patient`s record.

  2.  If  an  application for a court order has been made, the court, in determining  the  proceeding,  may  approve  the  continued  conditional release  of  the  patient or, if the court finds that the patient is not suitable or willing to continue on conditional release  status,  it  may order the discharge of such patient.

  3.  Prior  to  the  termination  of twelve months from the date of the certification by the mental hygiene legal service of such  first  review or,  if an application for a court order has been made, from the date of the first order and, thereafter, prior  to  the  termination  of  twelve months  from  any  subsequent  certification or subsequent order, as the case may be, the director and the mental  hygiene  legal  service  shall conduct  another  review of the patient`s suitability and willingness to remain on conditional release status, as  set  forth  in  the  foregoing subdivisions.

  (e)  1.  In the case of an involuntary patient on conditional release, the director may terminate the conditional release and order the patient to  return  to  the  facility  at  any  time during the period for which retention was authorized, if, in the director`s  judgment,  the  patient needs  in-patient  care  and treatment and the conditional release is no longer appropriate  provided,  however,  that  in  any  such  case,  the director shall cause written notice of such patient`s return to be given to the mental hygiene legal service.  If,  at  any  time  prior  to  the expiration of thirty days from the date of return to the facility, he or any relative or friend or the mental hygiene legal service gives  notice in writing to the director of request for hearing on the question of the suitability of such patient`s return to the facility, a hearing shall be held  pursuant  to  the  provisions  of  this  chapter  relating  to the involuntary admission of a person.

  2.  In  the  case  of  a voluntary patient on conditional release, the director may terminate the conditional release and order the patient  to return to the facility at any time, if, in the judgment of the director, the patient needs in-patient care  and  treatment  and  the  conditional release  is  no  longer  appropriate,  provided,  however,  that if such patient does not consent to return to the  facility,  he  shall  not  be returned  to  the  facility, except in accordance with the provisions of this chapter and the regulations of the commissioner for the involuntary admission of a person.

  (f)   The   discharge   or  conditional  release  of  all  clients  at developmental centers, patients at psychiatric centers  or  patients  at psychiatric  inpatient  services  subject  to licensure by the office of mental health shall  be  in  accordance  with  a  written  service  plan prepared  by  staff  familiar  with  the  case  history of the client or patient to be discharged or conditionally released  and  in  cooperation with  appropriate  social  services  officials  and  directors  of local governmental units. In causing such plan to be prepared, the director of the  facility  shall take steps to assure that the following persons are interviewed, provided an opportunity  to  actively  participate  in  the development  of  such  plan  and  advised  of whatever services might be available to the patient through the mental hygiene legal  service:  the patient  to  be  discharged  or  conditionally  released;  an authorized representative of the patient, to include the parent or parents  if  the patient  is  a  minor,  unless  such minor sixteen years of age or older objects to the participation of the parent or parents and there has been a  clinical  determination  by  a  physician that the involvement of the parent or parents is not clinically appropriate and  such  determination is  documented  in the clinical record and there is no plan to discharge or release the minor to the home of such parent or parents; and upon the request  of  the  patient  sixteen  years of age or older, a significant individual to the  patient  including  any  relative,  close  friend  or individual  otherwise  concerned  with the welfare of the patient, other than an employee of the facility.

  (g)  A  written  service  plan prepared pursuant to this section shall include, but shall not be limited to, the following:

  1.  a  statement  of  the  patient`s  need,  if  any, for supervision, medication, aftercare services, and  assistance  in  finding  employment following discharge or conditional release, and

  2.  a  specific  recommendation  of the type of residence in which the patient is to live and a  listing  of  the  services  available  to  the patient in such residence.

  3.  A  listing  of  organizations,  facilities, including those of the department, and individuals who are available  to  provide  services  in accordance with the identified needs of the patient.

  4.  The  notification  of  the  appropriate  school  district  and the committee on special  education  regarding  the  proposed  discharge  or release  of a patient under twenty-one years of age, consistent with all applicable federal and state laws relating to  confidentiality  of  such information.

  (5)  an evaluation of the patient`s need and potential eligibility for public benefits following discharge or  conditional  release,  including public assistance, medicaid, and supplemental security income.   An  inpatient  facility  operated  or licensed by the office of mental health shall  provide  reasonable  and  appropriate  assistance  to  the patient,  in  cooperation  with  local  social  services  districts,  in applying for benefits identified in the written service plan pursuant to paragraph  five  of  this subdivision, prior to discharge or conditional release.

  (h)  It  shall  also  be  the  responsibility  of  the director of any department facility from which a client or patient has  been  discharged or  conditionally  released,  in  collaboration,  when appropriate, with appropriate  social  services   officials   and   directors   of   local governmental  units,  to  prepare,  to  cause  to be implemented, and to monitor a comprehensive program designed:

  1.  to determine whether the residence in which such client or patient is living, is adequate and appropriate for the needs of such patient  or client;

  2.  to  verify  that  such patient or client is receiving the services specified in such patient`s or client`s written service plan; and   3.  to  recommend,  and  to take steps to assure the provision of, any additional services.

  (i)  1.  No  patient  about to be discharged or conditionally released from a department facility shall be directly referred  to  any  facility subject  to  licensure, certification or approval by any state agency or department, unless it has been  determined  that  such  facility  has  a current  and  valid  license,  certificate  or approval. In addition, no patient  about  to  be  discharged  or  conditionally  released  from  a department  facility  shall  be  directly  referred  to  any residential accommodation not subject to licensure, certification or approval by any state  agency  or  department  unless  it  has  been  determined,  after consultation with appropriate  local  agencies,  that  such  residential accommodation complies with all appropriate local zoning, building, fire and safety codes, ordinances and regulations.

  2. (I) A patient about to be discharged or conditionally released from an  inpatient  facility  operated  or  licensed  by  an  office  of  the department  to  an  adult  home  or  residence for adults, as defined in section two of the social services law, shall be referred only  to  such home  or residence that is consistent with that patient`s needs and that operates pursuant to section four hundred sixty of the  social  services law,  provided further that such referral shall be made to the patient`s home county whenever possible or appropriate.

  (II)  No patient about to be discharged or conditionally released from an inpatient facility shall be referred to any adult home  or  residence for  adults, as defined in section two of the social services law, which has received an official written notice from the  department  of  social services  of:  (A)  the proposed revocation, suspension or denial of its operating certificate; (B) the limitation of its  operating  certificate with  respect  to new admissions; (C) the issuance of a department order or commissioner`s order or the seeking of equitable relief  pursuant  to section  four  hundred  sixty-d  of  the social services law; or (D) the proposed assessment of civil penalties for violations of the  provisions of  subparagraph  two  of  paragraph (b) of subdivision seven of section four hundred sixty-d of the social services law.  Referrals  may  resume when such enforcement actions are resolved.

  (III)  A  community  provider  of mental hygiene services, including a provider of case management services, which serves residents of any home or  residence  in  which  the  department  of  social services has acted pursuant to subdivision nine of section four hundred sixty-one-c of  the social services law, shall assist the operator of such home or residence or the department of social services in efforts to secure an appropriate alternate placement of a resident.

  (IV) The commissioner shall promptly refer to the department of social services any serious complaint  received  about  the  care  provided  or health  and  safety conditions in an adult home or residence for adults. The commissioner may as appropriate  assist  the  department  of  social services  in the investigation and resolution of such complaints as well as in the investigation and resolution of any such  complaint  which  is initially received by the department of social services.

  (j) The department shall submit to the legislature and the governor by the  first  day  of   January,   nineteen   hundred   seventy-eight,   a comprehensive  plan  describing  those  reasonable  steps taken or to be taken by the department to locate former patients  who  had  been  in  a department  facility for a continuous period for two or more years prior to their discharge or conditional release and who had been discharged or conditionally  released  on  or  after the thirty-first day of December, nineteen hundred seventy without the benefit of a written service  plan. In  each  case  in which the person has been located, the department, in cooperation with appropriate social services officials and directors  of community services, shall make every effort to develop a written service plan for such person and shall assume  the  same  responsibilities  with respect  to  such  person  as  the department is required to assume with respect to a person who was discharged or conditionally released from  a department facility pursuant to a written service plan.

  (k)  No  patient  shall  be  required, as a condition precedent to his discharge, to agree to the terms of a written service plan. If after the advisability  of  following  the program proposed in the written service plan has been explained to the patient who has been discharged or who is to  be  discharged, such patient expresses his objection to such program or any part thereof, a notation of such objection shall be made  in  the patient`s records.

  (l)  Nothing in this section shall be construed to prohibit, limit, or restrict the obligation of the director of a department facility to make necessary expenditures for the board and family care of patients subject to the approval of the commissioner, provided that no  such  expenditure shall  be  made  with  respect  to  any  patient who is receiving public assistance and care under the social services law.

  (m)  It  shall be the responsibility of the chief administrator of any facility providing inpatient services subject to licensure by the office of  mental health to notify, when appropriate, the local social services commissioner   and   appropriate   state   and   local   mental   health representatives   when  an  inpatient  is  about  to  be  discharged  or conditionally released and to provide  to  such  officials  the  written service  plan developed for such inpatient as required under subdivision (f) of this section.

  (n)  It  shall  be  the  duty  of  directors  of local social services districts and local governmental  units  to  cooperate  with  facilities licensed  or  operated by an office of the department in the preparation and implementation of comprehensive written services plans  as  required by this section. (Posted 2/1999)

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