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ANALYSIS OF VERMONT'S ASSISTED TREATMENT LAWS

STATUTORY COMPILATION USED: Vermont Statutes Online

Which was Current Through: 1997-98 Session of the General Assembly, which adjourned on 4/30/98. (Note: The Vermont Statutes Online compilation includes Act No. 114, relating to involuntary medication and petitions for extended treatment. Act No. 114 was passed in both houses on 4/13/98 and became effective law on 7/1/98.)

Analysis Completed: 10/98, RME

    1. When not the subject of a pending commitment action, what are the prerequisites for an individual to receive voluntarily treatment?
    2. § 7501 "The head of a hospital which has been officially designated by the commissioner may receive therein for observation, diagnosis, care, and treatment any individual whose admission is sought on proper application."

      § 7503. (a) "Any person 14 years of age or over may apply for voluntary admission…(b) Before the person may be admitted as a voluntary patient he shall give his consent in writing…"

      Comment: § 7501 gives discretion to the head of a hospital to decide whether or not to receive an individual for voluntary admission.

    3. Conditions necessary for emergency treatment/observation.
    4. The law provides conditions for both emergency treatment and immediate, emergency treatment:

      § 7504. (a) "A person shall be admitted to a designated hospital for an emergency examination to determine if he is a person in need of treatment upon written application by an interested party accompanied by a certificate by a licensed physician who is not the applicant."

      § 7505. (a) In emergency circumstances where a certification by a physician is not available without serious and unreasonable delay, and when personal observation of the conduct of a person constitutes reasonable grounds to believe that the person is a person in need of treatment, and he presents an immediate risk of serious injury to himself or others if not restrained, a law enforcement officer or mental health professional may make an application, not accompanied by a physician's certificate, to any district or superior judge for a warrant for an immediate examination.

      Comment: The standard for emergency examination/treatment is confusing, perhaps even inconsistent. Under § 7505 (a), a police officer or mental health professional makes an application for an immediate examination based on "reasonable grounds to believe" that a person presents an "immediate risk of serious injury…" (emphasis added). However, under § 7510 (a), if the district court conducts a preliminary hearing, the court determines whether there was "probable cause to believe that he was a person in need of treatment at the time of his admission..." (emphasis added). (See § 7101 (17) for "a person in need of treatment definition.) Furthermore, § 7703 (a) states that, "Emergency involuntary treatment shall be undertaken only when clearly necessary." (emphasis added).

    5. Is mental illness/disorder defined?
    6. § 7101 (14) "’Mental illness’ means a substantial disorder of thought, mood, perception, orientation, or memory, any of which grossly impairs judgment, behavior, capacity to recognize reality, or ability to meet the ordinary demands of life, but shall not include mental retardation…"

      § 7101 (17) "’A person in need of treatment’ means a person who is suffering from mental illness and, as a result of that mental illness, his capacity to exercise self-control, judgment, or discretion in the conduct of his affairs and social relations is so lessened that he poses a danger of harm to himself or others;

      (A) A danger of harm to others may be shown by establishing that:

      (i) he has inflicted or attempted to inflict bodily harm on another; or

      (ii) by his threats or actions he has placed others in reasonable fear of physical harm to themselves; or

      (iii) by his actions or inactions he has presented a danger to persons in his care.

      (B) A danger of harm to himself may be shown by establishing that:

      (i) he has threatened or attempted suicide or serious bodily harm; or

      (ii) he has behaved in such a manner as to indicate that he is unable, without supervision and the assistance of others, to satisfy his need for nourishment, personal or medical care, shelter, or self-protection and safety, so that it is probable that death, substantial physical bodily injury, serious mental deterioration or serious physical debilitation or disease will ensue unless adequate treatment is afforded…"

    7. Maximum duration of emergency treatment/observation before a judicial hearing must be held.
    8. § 7508 (d) "If the psychiatrist does certify that the person is a person in need of treatment, the person's hospitalization may continue for an additional [beyond the "one working day after admission" allowed for psychiatrist certification per § 7508 (a)] 72 hours, at which time hospitalization shall terminate, unless within that period:

      (1) the person has been accepted for voluntary admission under section 7503 of this title; or

      (2) an application for involuntary treatment is filed with the appropriate court under section 7612 of this title in which case the patient shall remain hospitalized pending the court's decision on the application."

      § 7510 (a) "Within five days after a person is admitted to a designated hospital for emergency examination, he may request the district court to conduct a preliminary hearing to determine whether there is probable cause to believe that he was a person in need of treatment at the time of his admission…(b) The court shall conduct the hearing within three working days of the filing of the request."

      Comment: It is unclear whether the second provision is only operative once an application for involuntary treatment is filed. If not, these two provisions appear to be inconsistent; the first provision mandates termination after 72 hours (three days), whereas the second implies detention for up to five days.

    9. Can a potential committee avoid a hearing determination by opting to voluntarily undergo treatment and, if so, what is the minimum time he or she must then spend in treatment?
    10. Yes, a potential committee can avoid a hearing determination by opting to voluntarily undergo treatment. No minimum treatment time is specified.

      § 7709. "At any time, a patient may, with the permission of the head of the hospital, have his status changed from involuntary to voluntary upon making application as provided in section 7503 of this title."

      § 8010. (a) "If a voluntary patient gives notice in writing to the head of the hospital of his desire to leave the hospital, he shall promptly be released unless he agreed in writing at the time of his admission that his release could be delayed."

      Comment: § 7501 gives discretion to the head of a hospital to decide whether or not to receive an individual for admission.

    11. Are there any requirements that a potential committee be capable of deciding to voluntarily undergo treatment?
    12. Not specified in the mental health law.

    13. Who may petition for an individual to receive assisted inpatient treatment?
    14. § 7612. (a) "An interested party may, by filing a written application, commence proceedings for the involuntary treatment of an individual by judicial process."

      § 7101 (9) "’Interested party’ means a guardian, spouse, parent, adult child, close adult relative, a responsible adult friend or person who has the individual in his charge or care. It also means a mental health professional, a law enforcement officer, a licensed physician, a head of a hospital, a selectman, a town service officer or a town health officer…"

    15. Required elements of a petition.
    16. § 7612 The application must contain "a statement of the current and relevant facts upon which the allegation of mental illness and need for treatment is based" and be accompanied by "a certificate of a licensed physician…"

    17. Is there a penalty for filing an unfounded petition?
    18. § 7104 "Any person who willfully causes, or conspires with or assists another to cause: (1) the hospitalization of an individual knowing that the individual is not mentally ill or in need of hospitalization or treatment as a mentally ill or mentally defective individual…(4) … shall be fined not more than $500.00 or imprisoned not more than one year, or both."

    19. Participation of other individuals in assisted treatment hearing (i.e. notice, a right to be heard or standing for family members, legal guardians, doctors, etc.).
    20. Specified individuals are entitled to notice of admission and to notice of hearing. Additionally, the applicant for the treatment order has the right to testify at the hearing.

      § 7106. "Whenever a patient has been admitted to a hospital or training school other than upon his own application, the head of the hospital or school shall immediately notify the patient's legal guardian, spouse, parent or parents, or nearest known relative or interested party, if known."

      § 7613. (a) "When the application [for involuntary treatment] is filed, the court shall…transmit a copy of the application, the physician's certificate, if any, and a notice of hearing to the proposed patient, his attorney, guardian, or any person having custody and control of the proposed patient, the state's attorney, or the attorney general, and any other person the court believes has a concern for the proposed patient's welfare. A copy of the notice of hearing shall also be transmitted to the applicant and certifying physician."

      § 7615 (d) "The applicant and the proposed patient shall have a right to appear at the hearing to testify…The court may, at its discretion, receive the testimony of any other person."

      Comment: It is not entirely clear whether § 7106 requires notification to one or to all of the listed parties. Given the statutory construction and the use of the word "or" it is likely that the section requires notification to only one of the listed parties.

    21. Length of initial term of assisted inpatient treatment.
    22. § 7619. "…90 days from the date of the hearing."

    23. Conditions necessary for judicially ordered inpatient treatment (exact wording of key portions of applicable statute desired).
    24. § 7611. "No person may be made subject to involuntary treatment unless he is found to be a person in need of treatment or a patient in need of further treatment."

      § 7101 (16) "A patient in need of further treatment" means:

      (A) A person in need of treatment, or

      (B) A patient who is receiving adequate treatment, and who, if such treatment is discontinued, presents a substantial probability that in the near future his condition will deteriorate and he will become a person in need of treatment…"

      Comment: The language "in the near future his condition will deteriorate" is unusual. This language does not require the existence of a present condition and therefore allows for preventative treatment measures.

      § 7101 (17) "A person in need of treatment" means a person who is suffering from mental illness and, as a result of that mental illness, his capacity to exercise self-control, judgment, or discretion in the conduct of his affairs and social relations is so lessened that he poses a danger of harm to himself or others;

      (A) A danger of harm to others may be shown by establishing that:

      (i) he has inflicted or attempted to inflict bodily harm on another; or

      (ii) by his threats or actions he has placed others in reasonable fear of physical harm to themselves; or

      (iii) by his actions or inactions he has presented a danger to persons in his care.

      (B) A danger of harm to himself may be shown by establishing that:

      (i) he has threatened or attempted suicide or serious bodily harm; or

      (ii) he has behaved in such a manner as to indicate that he is unable, without supervision and the assistance of others, to satisfy his need for nourishment, personal or medical care, shelter, or self-protection and safety, so that it is probable that death, substantial physical bodily injury, serious mental deterioration or serious physical debilitation or disease will ensue unless adequate treatment is afforded

      Comment: In comparison to other state laws, these definitions are very comprehensive and thorough. The gravely disabled language in § 7101(17)(B)(ii) provides "need for treatment" standard, one that allows mandated treatment for the probability of "serious mental deterioration."

    25. Evidentiary standard under which eligibility for assisted treatment is judged (two most common are "beyond a reasonable doubt" and "clear and convincing evidence").
    26. § 7616 (b) "clear and convincing evidence"

    27. Is there a least restrictive treatment requirement?
    28. § 7617 (c) "Prior to ordering any course of treatment, the court shall determine whether there exists an available program of treatment for the person which is an appropriate alternative to hospitalization. The court shall not order hospitalization without a thorough consideration of available alternatives."

      § 7703. (a) "Outpatient or partial hospitalization shall be preferred to inpatient treatment. Emergency involuntary treatment shall be undertaken only when clearly necessary. Involuntary treatment shall be utilized only if voluntary treatment is not possible."

      Comment: These provisions mandate consideration of all available alternatives and express a preference for non-hospitalization, however, they do not expressly require the least restrictive treatment.

    29. Is there a confidentiality exception for family members of committees and/or individuals undergoing emergency evaluations?
    30. § 7103 (b) "Nothing in this section shall preclude disclosure, upon proper inquiry, or information concerning medical condition to the members of the family of a patient or to his clergyman, his physician, his attorney, or an interested party." See response 7 for the definition of "interested party."

    31. Are advance directives or durable powers of attorney addressed and, if so, in what way?
    32. Yes, Title 14, Chapter 121 (starting at § 3451) and § 7626 both address durable powers of attorney.

      § 3453 The agent’s authority is in effect "only when the principal lacks capacity to make health care decisions, as certified in writing by the principal’s attending physician…" When the durable power of attorney is in effect and "irrespective of the principal’s capacity…treatment may not be given to or withheld from the principal over the principal’s objection."

      §3457 The principal may revoke a durable power of attorney by written or oral notification to the agent or a health or residential care provider.

      § 7626 (a) If a person is the subject of a petition for involuntary medication and has executed a durable power of attorney, "the court shall suspend the hearing on the petition, and enter an order for treatment, if the court determines that:

      (1) the person is refusing to accept psychiatric medication;

      (2) the person is not competent to make a decision regarding the proposed treatment; and

      (3) the decision regarding the proposed treatment is within the scope of the valid, duly executed durable power of attorney for health care."

      § 7626 (c) The court shall reconvene the hearing on the petition 45 days after the order is entered. The court will then dismiss the petition, or render a decision on medication, depending on whether the person has "experienced a significant clinical improvement in his or her mental state…"

      Comment: The 45 day rule is unusual. The rule allows for the use of durable powers of attorney, while still maintaining a process for court review of agent decisions to authorize involuntary medication.

    33. Is there a separate proceeding necessary to abrogate a committee’s right to refuse treatment?
    34. Yes, §§ 7624-7628 establish a separate judicial proceeding for involuntary medication.

      Comment: The new law gives a clear statement of legislative intent in § 7629 (c), "It is the policy of the general assembly to work towards a mental health system that does not require coercion or the use of involuntary medication."

    35. Does the treating hospital and/or physician have discretion to release individuals before the end of their assisted inpatient treatment periods?
    36. § 8009. (a) "The head of the hospital may at any time discharge a voluntary or judicially hospitalized patient whom he deems clinically suitable for discharge."

      § 7802 "…whenever the head of a hospital or the board certifies that the patient is not a patient in need of further treatment, the patient shall be discharged." See response 12 for the "patient in need of further treatment" definition.

    37. Individual(s) who may decide to initiate new periods of assisted treatment.
    38. § 7620(a) "the commissioner"

    39. Type of forum that decides on need for extended assisted treatment (normally either judicial or administrative)
    40. § 7620(a) "the court"

    41.   Participation of other individuals in the extension hearing (i.e. notice, a right to be heard and/or right to counsel for family members, legal guardians, doctors, etc.)
      Not specified.
    1.   Maximum length of subsequent mandated inpatient care (and of any possible subsequent periods).
    2. § 7621(b) "…up to one year."

      Comment: Prior to the new law, the court could order subsequent mandated inpatient care for an "indeterminable period."

    3.   Alternative(s) to inpatient treatment (i.e. conditional release, trial release, assisted outpatient treatment, etc.) and conditions necessary for a court to order placement in alternative(s) (if more than one form, specify for each).
    4. For Non-Hospitalization:
      § 7618 (a) "If the court finds that a treatment program other than hospitalization is adequate to meet the person's treatment needs, the court shall order the person to receive whatever treatment other than hospitalization is appropriate…"

      For Conditional Discharge:
      § 8007 (a)
      "The board or the head of a hospital may conditionally discharge from a hospital any patient who may be safely and properly cared for in a place other than the hospital…(d) A conditional discharge may be granted subject to the patient's agreement to participate in outpatient, after-care, or follow-up treatment programs, and shall be subject to such other conditions and terms as are established by the granting authority."

    5. Maximum duration of alternative(s) to assisted inpatient treatment.
    6. § 7618. Non-hospitalization treatment may be ordered "for a period of 90 days."

      § 8007 (b) "A conditional discharge may extend for a term of six months, but shall not exceed 60 days unless the head of the hospital determines that a longer period will materially improve the availability of a program of treatment which is an alternative to hospitalization…(g) A conditional discharge may be renewed by the granting authority at any time before it becomes absolute if the head of a hospital first determines that such renewal will substantially reduce the risk that the patient will become a person in need of treatment in the near future."

    7. Procedure necessary to transfer patient from outpatient to inpatient care.
    8. § 7618 (b) "If at any time during the specified period it comes to the attention of the court, either that the patient is not complying with the order, or that the alternative treatment has not been adequate to meet the patient's treatment needs, the court may, after proper hearing…[e]nter a new order directing that the patient be hospitalized for the remainder of the 90-day period."

      For revocation of conditional discharge:

      § 8008 (a) "The board or the head of the hospital may revoke a conditional discharge at any time before that discharge becomes absolute if the patient fails to comply with the conditions of the discharge.

      (b) A revocation by the board or the head of the hospital shall authorize the return of the patient to the hospital and shall be sufficient warrant for a law enforcement officer or mental health professional to take the patient into custody and return him to the hospital from which he was conditionally discharged.

      (c) Immediately upon his return to the hospital, the patient shall be examined by a physician who shall orally explain to the patient the purpose of the examination and the reasons why the patient was returned to the hospital.

      (d) If the examining physician certifies in writing to the head of the hospital that, in his opinion, the patient is a person in need of treatment, setting forth the recent and relevant facts supporting this opinion, the revocation shall become effective and the patient shall be readmitted to the hospital. If the examining physician does not so certify, the revocation shall be cancelled and the patient shall be returned to the place from which he was taken."

    9. Describe any procedures for conservatorship, guardianship, etc., which are applicable to the mentally ill.
    10. Not specified in the mental health law.

    11. Other (may include insights into state’s mental health system, judicial interpretation of mental health code, or known movements for statutory reform).

The Vermont mandatory treatment provisions offer a good example of a great start on laws that enable assisted treatment for those with brain disorders, even though the legislature appears to misunderstand the need for assisted treatment. In § 7629(c), the legislature expresses that, "It is the policy of the general assembly to work towards a mental health system that does not require coercion or the use of involuntary medication." This very statement suggests that coercion and involuntary medication are the greatest dangers of the mental health system, which indicates a failure to recognize the reasons that involuntary treatment exists. People with brain disorders often lack insight and fail to realize their illness. Therefore, they believe that there is no need for treatment and they do not seek it.*

Even with this stated policy, the Vermont legislature has enacted two particularly useful standards for need-based treatment. Section 7101(16)(B) mandates treatment for the substantial probability that, "in the near future his condition will deteriorate…" Additionally, section 7101(17)(B)(ii) allows the court to order treatment where there is the probability of "serious mental deterioration." Both of these standards allow for mandated treatment prior to the onset of deterioration, in situations where deterioration is likely. Most states require that a person deteriorate to a level of "dangerousness" before treatment can be mandated.

The general assembly improved the mental health law in the 1997-98 session by amending sections relating to extended treatment and to durable powers of attorney for health care. The maximum time period for extended treatment was changed from "indeterminable" to "up to one year." This is a positive change, as it requires an annual review of whether each patients’ mandatory inpatient care is still necessary. The durable power of attorney for health care is a new provision in the mental health law. A particularly positive feature in the new section is the requirement that a judge review an agent’s treatment decision 45 days after the decision is made. See Comment, response 16.

*It should be noted that even with the statement of legislative intent, Vermont has one of the best statutes for enabling those who need assisted treatment to receive it. In addition to the well-crafted law, Vermont has one of the strongest mental health systems in the country.


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