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ANALYSIS OF DELAWARE'S ASSISTED TREATMENT LAWS

STATUTORY COMPILATION USED: Michie Delaware Code Annotated

Which was Current Through 1998 Supplement

Analysis Completed: 6/00, EEB

  1. When not the subject of a pending commitment action, what are the prerequisites for an individual to receive voluntarily treatment?
  2. Any individual who is mentally ill or has symptoms of mental illness may be admitted to a psychiatric center and must arrange payment for his or her care, maintenance and support while at the center. Detailed procedure for voluntary admission may be in the DMH regulations.

    § 5123(a). “The Superintendent of the Delaware Psychiatric Center may admit for observation, diagnosis, care and treatment any individual who is mentally ill or has symptoms of mental illness and who applies therefor, subject to the payment of charges for care, maintenance and support as provided in § 5127 of this title. (b) If the applicant is under the care and treatment of a medical doctor licensed to practice medicine or surgery in this State, the application shall be accompanied by a letter from the doctor recommending voluntary hospitalization and setting forth a description of the behavior and symptoms of the patient which led the doctor to the doctor's decision to recommend voluntary hospitalization. If the applicant is not under the care and treatment of such a medical doctor, the applicant shall not be admitted unless the Superintendent first determines that the applicant has sufficient insight and capacity to make responsible application for voluntary hospitalization.”

    § 5121. “The Department may establish, under the direction and supervision of the Delaware Psychiatric Center, a voluntary admission procedure for the observation, study, psychiatric diagnosis and treatment of persons suffering from mental and nervous diseases.”

  3. Conditions necessary for emergency treatment.
  4. For emergency treatment of the “dangerous mentally ill”:

    Once any person has alleged through a signed complaint that someone is mentally ill, any peace officer may take that allegedly mentally ill person to a licensed medical doctor. If the doctor believes that the person is a “dangerous mentally ill person,” the doctor will then certify this in writing and the allegedly ill person will be transported to a mental health facility.

    § 5122(b). “Upon the signed complaint of any person stating the person has knowledge that a designated person appears to be so mentally ill as to be likely to cause injury to oneself or others and to require immediate care, treatment or restraint, setting forth a description of the behavior and symptoms which led the person to the person's conclusion, such alleged mentally ill person shall be promptly taken into custody by any peace officer of the State to whom the complaint is delivered without the necessity of a warrant. (c) Such alleged mentally ill person shall be taken by the peace officer, with all reasonable promptness, to a medical doctor licensed to practice medicine or surgery in the State for examination…If it reasonably appears to the doctor that the alleged mentally ill person is a dangerous mentally ill person, the said doctor shall so certify in writing and the alleged mentally ill person shall be transported by the peace officer or, in the sole discretion of the examining physician, by designated transport personnel to the Delaware Psychiatric Center or other hospital as defined in § 5101(4) of this title with all reasonable promptness and delivered to the officials of the said hospital, together with the complaint and the certificate of the examining doctor.”

    For provisional hospitalization [up to 10 days] by psychiatrist’s certificate:

    § 5003.“No person shall be involuntarily admitted to the hospital as a patient except pursuant to the written certification of a psychiatrist that based upon the psychiatrist's examination of such person, such person suffers from a disease or condition which requires the person to be observed and treated at a mental hospital for the person's own welfare and which either renders such person unable to make responsible decisions with respect to the person's hospitalization, or poses a present threat, based upon manifest indications, that such person is likely to commit or suffer serious harm to that person's own self or others or to property, if not given immediate hospital care and treatment.”

  5. Is mental illness/disorder defined?
  6. § 5001(1). “’Mentally ill person’ means a person suffering from a mental disease or condition which requires such person to be observed and treated at a mental hospital for the person's own welfare and which both (i) renders such person unable to make responsible decisions with respect to the person's hospitalization, and (ii) poses a real and present threat, based upon manifest indications, that such person is likely to commit or suffer serious harm to that person's own self or others or to property if not given immediate hospital care and treatment.”

    § 5122(a)(1).Dangerous mentally ill person means a person so mentally ill as to be likely to cause injury to oneself or others and to require immediate care, treatment or restraint.”

  7. Maximum duration of emergency treatment before a judicial hearing must be held.
  8. For emergency treatment:

    § 5122(d). “24 hours"

    For provisional hospitalization:

    10 days." Under § 5007(a) the hospital shall file a complaint within two working days from the date of provisional admission. And then under § 5008(1) a probable cause hearing must be held within eight working days from the filing of the complaint.

  9. Can a potential committee avoid a hearing determination by opting to voluntarily undergo treatment and, if so, what is the minimum time he or she must then spend in treatment?
  10. Yes. 5011(b). “If prior to any hearing the court determines that the involuntary patient has knowingly and voluntarily applied for, and has been accepted for hospitalization pursuant to § 5123 [voluntary hospitalization procedures] of this title, the action shall be dismissed, and § 5123 shall govern.”

    There is no minimum time that the patient must spend in treatment after opting for voluntary treatment, except for the 1-5 day waiting period required for discharge.

  11. Are there any requirements that a potential committee be capable of deciding to voluntarily undergo treatment?
  12. Yes, if § 5123(b). “…the applicant is not under the care and treatment of such a medical doctor, the applicant shall not be admitted unless the Superintendent first determines that the applicant has sufficient insight and capacity to make responsible application for voluntary hospitalization.”

    § 5011(a). “An involuntary patient may waive any of the rights provided by this chapter if (i) the court determines that such waiver is voluntary and with the involuntary patient's knowing and intelligent consent, or if (ii) where the involuntary patient is incapable of knowingly and intelligently consenting, the court, upon application by counsel and after appropriate inquiry and finding of facts, approves such waiver for good cause shown.”

  13. Who may petition for an individual to receive assisted inpatient care?
  14. For emergency treatment:

    § 5122(b). “Upon the signed complaint of any person stating the person has knowledge that a designated person appears to be so mentally ill as to be likely to cause injury to oneself or others…”

    For provisional hospitalization:

    § 5003.A psychiatrist by certification.

    For continued treatment:

    § 5007. The hospital acting as petitioner.

  15. Required elements of a petition.
  16. For emergency treatment:

    § 5122(b). “Upon the signed complaint of any person stating the person has knowledge that a designated person appears to be so mentally ill as to be likely to cause injury to oneself or others and to require immediate care, treatment or restraint, setting forth a description of the behavior and symptoms which led the person to the person's conclusion, such alleged mentally ill person shall be promptly taken into custody by any peace officer of the State to whom the complaint is delivered without the necessity of a warrant. The complaint shall also set forth the address of the signer, the signer's relationship or other connection to the alleged mentally ill person and, if known, the name of the spouse or nearest known relative.”

    For provisional hospitalization:

    § 5003. “The certificate shall state with particularity the behavior and symptoms upon which the psychiatrist's opinion is based, shall include (where available) the name and address of the spouse or other nearest relative or person of close relationship to the alleged mentally ill person, and shall state that such person is not willing to accept hospital care and treatment on a voluntary basis or that the person is incapable of voluntarily consenting to such care and treatment.”

    For continued treatment:

    § 5007(a). “Forthwith, but not more than 2 working days from the date of provisional admission, the hospital shall file a verified complaint in the Superior Court or in the Family Court if the involuntary patient would otherwise be amenable to Family Court jurisdiction under other provisions of law. The complaint shall aver that the hospital, as petitioner, reasonably and in good faith believes that the involuntary patient (who shall be named as respondent) is a mentally ill person who should be continued as a patient at the hospital pursuant to this chapter until the patient is determined no longer to be a mentally ill person. The complaint shall also aver that the involuntary patient has been advised of the patient's rights under this chapter.”

  17. Is there a penalty for filing an unfounded petition?
  18. Yes. § 5133(a). “Any person who willfully causes, or conspires with or assists another to cause (1) the unwarranted hospitalization of any individual in the Delaware Psychiatric Center under this chapter, or (2) the denial to any individual of any of the rights accorded to said individual under this chapter shall be punished by a fine not exceeding $500 or imprisonment not exceeding 1 year, or both.”

  19. Participation of other individuals in commitment hearing (i.e. notice, a right to be heard or standing for family members, legal guardians, doctors, etc.).
  20. For notice of probable cause hearing: §5008(2) “Direct that notice of the probable cause hearing and copies of the pleadings be supplied to the involuntary patient, the patient’s counsel and to the involuntary patient’s spouse, nearest relative or person of close relationship to the patient as in the court’s opinion would best represent the involuntary patient’s interest.” Also, § 5122(d). “If it appears that the nearest known relative has not received prior notice of the proceedings, the Superintendent shall, if reasonably possible, promptly give such notice.”

  21. Length of initial term of assisted inpatient care.
  22. § 5010(2). Three months.

  23. Conditions necessary for judicially ordered inpatient care (exact wording of key portions of applicable statute desired).
  24. § 5010(2). “[T]he involuntary patient is a mentally ill person…”

    For definition of “mentally ill person” see Answer No. 3.

  25. Evidentiary standard under which inpatient care criteria are judged (two most common are “beyond a reasonable doubt” and “clear and convincing evidence”).
  26. § 5010(2). “clear and convincing evidence”

  27. Is there a least restrictive treatment requirement?
  28. Yes, the court is required to consider the least restraining alternative.

    § 5010(2). “In determining the disposition of the involuntary patient the court shall consider all available alternatives, including inpatient confinement at the hospital, and shall order such disposition as imposes the least restraint upon the involuntary patient's liberty and dignity consistent both with affording mental health treatment and care with protecting the safety of the involuntary patient and the public.”

    See also § 5161(b)(1). “The care and treatment shall be provided in a setting and under conditions that restrict the patient’s personal liberty only to the extent required by the patient’s treatment needs…”

  29. Is there a confidentiality exception for family members of committees and/or individuals undergoing emergency evaluations?
  30. Not for records, however, § 5122(c), “The written complaint shall be delivered to the doctor who shall, if reasonably possible, give telephonic notice of the examination to the nearest relative as shown on the complaint, unless such person has signed the complaint.”

  31. Are advance directives or durable powers of attorney addressed and, if so, in what way?
  32. Yes. 16 Del. C. § 2503 allows an individual to make advance medical care instructions and/or execute a power of attorney for any health care decisions. The form to create an advance directive can be found at section 16 § 2505 of the Delaware Code.

    Any competent adult may execute a power of attorney for health care, which authorizes a designated agent to make health care decisions only so long as the principal lacks the capacity to do so. §2503. The power of attorney may be revoked at any time by a mentally competent principal. §2504.

  33. Is there a separate proceeding necessary to abrogate a committee’s right to refuse treatment?
  34. No. § 5161(5). “Absent a patient's informed, voluntary, written consent to a mode or course of treatment, each patient shall have the right not to receive the mode or course of treatment established pursuant to a treatment plan, except as follows: a. During an emergency situation, if such treatment is pursuant to and documented contemporaneously by the written order of a physician; or b. As authorized under applicable law or court order in the case of a person involuntarily committed to the facility…”

  35. Does the treating hospital and/or physician have discretion to release individuals before the end of their assisted inpatient care periods?
  36. Yes.

    Pre-commitment:

    § 5009. “Notwithstanding the pendency of the action or any order previously entered by the court, if at any time after the complaint is filed the hospital determines that the involuntary patient is no longer a mentally ill person, the hospital shall so certify in writing and discharge the patient forthwith, and shall immediately advise the court of its determination and the discharge, and the court shall thereupon dismiss the action.”

    Post-commitment:

    § 5131(a). “…whenever the Superintendent determines that any patient is not a mentally ill person, as that term is defined in § 5001 of this title, or whenever the Superintendent determines that otherwise, the care, treatment and supervision of the Psychiatric Center are no longer necessary, the patient shall be discharged. The certificate of discharge shall state the basis for the discharge.”

  37. Individual(s) who may decide to initiate new periods of assisted treatment.
  38. The hospital.

    § 5012(a). “If by the expiration of 3 months the involuntary patient has not been discharged by the hospital, and if in the opinion of the hospital the involuntary patient is still a mentally ill person, the hospital shall so notify the court…”

  39. Type of forum that decides on need for extended treatment (normally either judicial or administrative).
  40. §5012(a), (b) Judicial.

  41. Participation of other individuals in the extension hearing (i.e. notice, a right to be heard and/or right to counsel for family members, legal guardians, doctors, etc.).
  42. Not specified.

  43. Maximum length of subsequent mandated inpatient care (and of any possible subsequent periods).
  44. § 5012(b). A hearing is required every six months to extend treatment.

  45. Alternatives(s) to assisted inpatient treatment (i.e. conditional release, outpatient commitment, etc.) and conditions necessary for a court to order placement in alternative(s) (if more than one form, specify for each).
  46. For outpatient commitment:

    § 5010(2) “In determining the disposition of the involuntary patient the court shall consider all available alternatives…and shall order such disposition as imposes the least restraint…” This least restrictive placement could include outpatient commitment. Provisions are the same as for inpatient commitment.

    For convalescent status:

    § 5131(c). “Release on convalescent status shall include provisions for continuing responsibility to and by the Psychiatric Center, including a plan of treatment on an outpatient or nonhospital patient basis.”

  47. Maximum duration of alternative(s) to mandated inpatient care.
  48. Not specified.

  49. Procedure necessary to transfer patient from outpatient to inpatient care.
  50. Not specified.

  51. Procedure necessary to institute and maximum duration of subsequent periods of alternative(s) to inpatient assisted treatment.
  52. For outpatient commitment:

    §5007, §5012. Procedure is the same as for inpatient. Review is required every six months.

    For convalescent status:

    § 5131(d) Prior to the end of a year on convalescent status, and not less frequently than annually thereafter, the Superintendent shall examine the facts relating to the condition of the patient on convalescent status and whenever the Superintendent determines that the patient is not a mentally ill person, as that term is defined in § 5001 of this title, or whenever the Superintendent determines that otherwise, the care, treatment and supervision of the Psychiatric Center are no longer necessary, the patient shall be discharged. The certificate of discharge shall state the basis for the discharge.

  53. Describe any procedures for conservatorship, guardianship, etc., which are applicable to the mentally ill.
  54. 12 Del. C. § 3901 describes the procedure for appointment of a guardian. Upon the filing of a petition, the court orders a time and place for a hearing and must provide reasonable notice to the allegedly mentally disabled person. The court may appoint an interim guardian for up to thirty days if it finds that the person is in danger of incurring imminent serious physical harm. If, at the hearing, the court determines that the person is disabled within the statutory meaning, it takes control over the disabled person’s affairs and may appoint a guardian.

    12 Del. C. § 3901(a). “Disabled person” means any person who:…(2) By reason of mental or physical incapacity is unable properly to manage or care for their own person or property…and in consequence thereof…is in danger of substantially endangering person’s own health , or of becoming subject to abuse by other persons…”

    Del. Ch. Ct. R. 175 sets out the requirements of a petition for the appointment of a guardian.

  55. Other (may include insights into state’s mental health system, judicial interpretation of mental health code, known movements for statutory reform, or general comments).
  56. Delaware House Bill 520 was introduced but did not pass in the 2000 legislative session. The bill would have expanded the current dangerousness standard and incorporated a need-for-treatment standard. Such a reform would greatly improve the Delaware treatment laws.

 


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