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ANALYSIS OF CONNECTICUT'S ASSISTED TREATMENT LAWS

STATUTORY COMPILATION USED: West Connecticut General Statutes Annotated

Which was Current Through 2000 supplement

Analysis Completed: 6/00

  1. When not the subject of a pending commitment action, what are the prerequisites for an individual to receive voluntarily treatment?
  2. § 17a-506(a). “Any hospital for psychiatric disabilities may receive for observation and treatment any person who in writing requests to be received…”

    § 17a-506(b). “Any person desiring admission to a hospital for psychiatric disabilities for care and treatment of psychiatric disabilities may be admitted as a patient without making formal or written application therefor if the superintendent deems such person clinically suitable for such admission, care and treatment…”

  3. Conditions necessary for emergency treatment.
  4. Initiated by police officer:

    § 17a-503(a). “Any police officer who has reasonable cause to believe that a person has psychiatric disabilities and is dangerous to himself, herself or others or gravely disabled, and in need of immediate care and treatment, may take such person into custody and take or cause such person to be taken to a general hospital for emergency examination under this section.”

    Initiated by physician:

    § 17a-502(a). “Any person who a physician concludes has psychiatric disabilities and is dangerous to himself or others or gravely disabled, and is in need of immediate care and treatment in a hospital for psychiatric disabilities, may be confined in such a hospital, either public or private, under an emergency certificate as hereinafter provided…”

  5. Is mental illness/disorder defined?
  6. § 17a-458(a). “Whenever the term ‘mentally ill’ is used or referred to in the following sections of the general statutes, the term "a person with psychiatric disabilities" shall be substituted in lieu thereof”

    § 17a-495(a). “’mentally ill person’ means any person who has a mental or emotional condition which has substantial adverse effects on his or her ability to function and who requires care and treatment, and specifically excludes a person who is an alcohol-dependent person or a drug-dependent person.”

    § 17a-495(c). “’persons with psychiatric disabilities’ means any person who has a mental or emotional condition which has substantial adverse effects on his or her ability to function and who requires care and treatment, and specifically excludes a person who is an alcohol-dependent person or a drug-dependent person…”

  7. Maximum duration of emergency treatment before a judicial hearing must be held.
  8. After detention by police officer:

    § 17a-503(a). 72 hours.

    After examination by a physician:

    § 17a-502(d). If a hearing is requested it “shall be held within seventy-two hours of receipt of such request, excluding Saturdays, Sundays and holidays.”

    § 17a-502(a). If a hearing is not requested, then “fifteen days.”

  9. Can a potential committee avoid a hearing determination by opting to voluntarily undergo treatment and, if so, what is the minimum time he or she must then spend in treatment?
  10. Yes. A potential committee may elect voluntary status at any time prior to adjudication of the application for commitment. However, if he or she requests to be released during this period, a new application for involuntary commitment may be filed.

    § 17a498(e). “When any patient who has elected voluntary status following the filing of an application but prior to adjudication in any proceeding for involuntary commitment thereafter notifies the hospital that he or she wants to be released, a new application for involuntary commitment may be filed. If such application is filed within forty-five days after the patient's election of voluntary status on a prior application, the application for involuntary commitment may, at the discretion of the judge, be heard on the merits, notwithstanding the patient's subsequent request to remain a voluntary patient under the provisions of section 17a-506. Notwithstanding the provisions of sections 17a-29, 17a-540, 17a-543, 17a-544, subsection (f) of section 17a-547 and section 17a-548, in the event that a patient under section 17a-506 refuses to accept medication or treatment in accordance with the treatment plan prescribed by the attending physician and such patient is imminently dangerous to himself or others, an application for involuntary commitment may be filed for such patient in accordance with the provisions of this section.”

    § 17a-506(a).Any hospital for psychiatric disabilities may receive for observation and treatment any person who in writing requests to be received; but no such person shall be confined in any such hospital for psychiatric disabilities for more than three business days, after he or she has given notice in writing of his or her desire to leave, unless an application for commitment has been filed in a court of competent jurisdiction.”

    § 17a-506(e) “Whenever a person is confined to a hospital for psychiatric disabilities under the provisions of this section and gives notice of the desire to leave under subsection (a) hereof, any person, including the person in charge of such hospital, may institute proceedings for his or her commitment in the court of probate having jurisdiction in the town where such hospital is located.”

  11. Are there any requirements that a potential committee be capable of deciding to voluntarily undergo treatment?
  12. Yes.

    § 17a-506(c). “The physician shall examine the patient within ten business days of his appointment to determine if the patient has given informed consent to his or her hospitalization. The physician shall make a report forthwith to the court. If the court concludes that the patient did not give informed consent to the hospitalization, the court, on its own motion, may proceed in the manner provided in subsections (a), (b), (c) and (f) of section 17a-498 [The court will provide counsel for respondent and appoint at least two physicians to make a report as to whether respondent meets the criteria for commitment and whether respondent is capable of understanding the need to accept treatment].”

    § 17a-540(h). “’Informed consent’ means permission given competently and voluntarily after a patient has been informed of the reason for treatment, the nature of the proposed treatment, the advantages or disadvantages of the treatment, medically acceptable alternative treatment, the risks associated with receiving the proposed treatment and the risk of no treatment…”

  13. Who may petition for an individual to receive assisted inpatient care?
  14. For court-ordered examination: §17a-503(b). “Upon application by any person…”

    For assisted treatment: § 17a-497(a). “Such application may be made by any person and, if any person with psychiatric disabilities is at large and dangerous to the community, the first selectman or chief executive officer of the town in which he or she resides or in which he or she is at large shall make such application.”

  15. Required elements of a petition.
  16. For court-ordered examination: § 17a-503(b). “Upon application by any person to the court of probate having jurisdiction in accordance with section 17a-497, alleging that any respondent has psychiatric disabilities and is dangerous to himself or others or gravely disabled, and in need of immediate care and treatment in a hospital for psychiatric disabilities, such court may issue a warrant for the apprehension and bringing before it of such respondent and examine such respondent. If the court determines that there is probable cause to believe that such person has psychiatric disabilities and is dangerous to himself or herself or others or gravely disabled, he shall order that such respondent be taken to a general hospital for examination.”

    For assisted treatment: § 17a-497(a). “Courts of probate shall exercise such jurisdiction only upon written application alleging in substance that such person has psychiatric disabilities and is dangerous to himself or herself or others or gravely disabled.

  17. Is there a penalty for filing an unfounded petition?
  18. Yes.

    § 17a504. “Any person who wilfully and maliciously causes, or attempts to cause, or who conspires with any other person to cause, any person who does not have psychiatric disabilities to be committed to any hospital for psychiatric disabilities, and any person who wilfully certifies falsely to the psychiatric disabilities of any person in any certificate…and any person who, under the provisions of said sections relating to persons with psychiatric disabilities, wilfully reports falsely to any court or judge that any person has psychiatric disabilities, shall be fined not more than one thousand dollars or imprisoned not more than five years or both.”

  19. Participation of other individuals in commitment hearing (i.e. notice, a right to be heard or standing for family members, legal guardians, doctors, etc.).
  20. For notice of hearing:

    § 17a-498(a) “…shall cause reasonable notice thereof to be given to the respondent and to such relative or relatives and friends as it deems advisable.”

    For notice of admission:

    § 17a-502(g). “Any person admitted and detained at any hospital for psychiatric disabilities under this section shall, upon admission to such hospital, furnish the name of his or her next of kin or close friend. The superintendent or director of such hospital shall notify such next of kin or close friend of the admission of such patient and the discharge of such patient, provided such patient consents in writing to such notification of his or her discharge."

  21. Length of initial term of assisted inpatient care.
  22. No maximum length is specified, but a review for a hearing to consider patient’s release is required, at minimum, on an annual basis.

    § 17a-498(c). “If, on such hearing, the court finds by clear and convincing evidence that the person complained of has psychiatric disabilities and is dangerous to himself or herself or others or gravely disabled, it shall make an order for his or her commitment, considering whether or not a less restrictive placement is available, to a hospital for psychiatric disabilities to be named in such order, there to be confined for the period of the duration of such psychiatric disabilities or until he or she is discharged or converted to voluntary status pursuant to section 17a-506 in due course of law.”

    17a-489(g).  The hospital shall notify each patient at least annually that such patient has a right to a further hearing pursuant to this section. In the event that the patient requests such hearing it shall be held by the court of probate which ordered the confinement of such patient…”

  23. Conditions necessary for judicially ordered inpatient care (exact wording of key portions of applicable statute desired).
  24. § 17a-498(c). “If, on such hearing, the court finds by clear and convincing evidence that the person complained of has psychiatric disabilities and is dangerous to himself or herself or others or gravely disabled, it shall make an order for his or her commitment, considering whether or not a less restrictive placement is available, to a hospital for psychiatric disabilities…”

    § 17a-495(a). “‘dangerous to himself or herself or others’ means there is a substantial risk that physical harm will be inflicted by an individual upon his or her own person or upon another person, and ‘gravely disabled’ means that a person, as a result of mental or emotional impairment, is in danger of serious harm as a result of an inability or failure to provide for his or her own basic human needs such as essential food, clothing, shelter or safety and that hospital treatment is necessary and available and that such person is mentally incapable of determining whether or not to accept such treatment because his judgment is impaired by his psychiatric disabilities.”

    Hearings are held before a three-judge court and decisions require a majority vote:

    § 17a-497(b). “…the Probate Court Administrator shall appoint a three-judge court from among the several judges of probate to hear such application. Such three-judge court shall consist of at least one judge who is an attorney-at-law admitted to practice in this state…No such respondent shall be involuntarily confined without the vote of at least two of the three judges convened hereunder.”

  25. Evidentiary standard under which inpatient care criteria are judged (two most common are “beyond a reasonable doubt” and “clear and convincing evidence”).
  26. § 17a498(c).“clear and convincing evidence.”

  27. Is there a least restrictive treatment requirement?
  28. § 17a498(c). “If, on such hearing, the court finds by clear and convincing evidence that the person complained of has psychiatric disabilities and is dangerous to himself or herself or others or gravely disabled, it shall make an order for his or her commitment, considering whether or not a less restrictive placement is available.”

  29. Is there a confidentiality exception for family members of committees and/or individuals undergoing emergency evaluations?
  30. Are advance directives or durable powers of attorney addressed and, if so, in what way?
  31. There are provisions that create a power of attorney for health care decisions. Although, there are no explicit provisions related to mental health care, a designated agent can make any medical care decisions. In addition, the principal is allowed to create instructions limiting treatment. The official form to create a power of attorney can be found in section 1-43 of the Connecticut General Statutes.

    § 1-54a. “In a statutory short form power of attorney, the language conferring general authority with respect to health care decisions shall be construed to mean that the principal, who, in the judgment of the attending physician, is unable to receive and effectively evaluate information pertaining to any health care decision, or to effectively and rationally communicate such decisions, authorizes the agent to consent to, refuse to consent to, or withdraw consent to any medical treatment other than that designed solely for the purpose of maintaining physical comfort, the withdrawal of life support systems or the withdrawal of nutrition or hydration.”

  32. Is there a separate proceeding necessary to abrogate a committee’s right to refuse treatment?
  33. Yes, unless the committee has been found incapable of giving informed consent or if there is an emergency situation. If a guardian or conservator has been appointed, that person’s written consent is required. If not, then the written consent of the committee’s next of kin or a qualified physician appointed by a judge of the Probate Court is required.

    § 17a-543(a). “No patient shall receive medication for the treatment of the psychiatric disabilities of such patient without the informed consent of such patient, except in accordance with procedures set forth in subsections (b), (d), (e) and (f) of this section or in accordance with section 17a-566 or 54-56d. (b) No medical or surgical procedures may be performed without the patient's written informed consent or, if the patient has been declared incapable of caring for himself or herself pursuant to sections 45a-644 to 45a-662, inclusive, and a conservator of the person has been appointed pursuant to section 45a-650, the written consent of such conservator. If the head of the hospital, in consultation with a physician, determines that the condition of an involuntary patient not declared incapable of caring for himself or herself pursuant to said sections is of an extremely critical nature and such patient is incapable of informed consent, medical or surgical procedures may be performed with the written informed consent of: (1) The patient's conservator or guardian, if he or she has one; or (2) such person's next of kin; or (3) a qualified physician appointed by a judge of the Probate Court. Notwithstanding the provisions of this section, if obtaining the consent provided for in this section would cause a medically harmful delay to a voluntary or involuntary patient whose condition is of an extremely critical nature, as determined by personal observation by a physician or the senior clinician on duty, emergency treatment may be provided without consent. (c) No psychosurgery or shock therapy shall be administered to any patient without such patient's written informed consent, except as provided in this subsection. Such consent shall be for a maximum period of thirty days and may be revoked at any time. If it is determined by the head of the hospital and two qualified physicians that the patient has become incapable of giving informed consent, shock therapy may be administered upon order of the Court of Probate if, after hearing, such court finds that the patient is incapable of informed consent and there is no other reasonable alternative procedure. (d) A facility may establish an internal procedure governing decisions concerning involuntary medication treatment for inpatients. This procedure shall provide (1) that any decision concerning involuntary medication treatment shall be made by a person who is not employed by the facility in which the patient is receiving treatment, provided the selection of such person shall not be made until the patient's advocate has had reasonable opportunity to discuss such selection with the facility, (2) written and oral notification to the patient of available advocacy services, (3) notice to the patient and his advocate, if one has been chosen, of any proceeding for the determination of the necessity for involuntary treatment not less than forty-eight hours prior to such proceeding, (4) the right of the patient to representation during any such proceeding…”

    § 17a-540(h). “’Informed consent’ means permission given competently and voluntarily after a patient has been informed of the reason for treatment, the nature of the proposed treatment, the advantages or disadvantages of the treatment, medically acceptable alternative treatment, the risks associated with receiving the proposed treatment and the risk of no treatment…”

  34. Does the treating hospital and/or physician have discretion to release individuals before the end of their assisted inpatient care periods?
  35. Yes.

    § 17a-510. “If the officers, directors or trustees of a state hospital for psychiatric disabilities are notified by the superintendent of such institution or other person in a managerial capacity that he has reason to believe that any person committed thereto by order of a probate court does not have psychiatric disabilities or a suitable subject to be confined in such institution, or is appropriate for voluntary status, such officers, directors or trustees may discharge such person or convert the status of such person to voluntary status pursuant to section 17a-506.”

    § 17a-502(f). “The superintendent or director of any hospital for psychiatric disabilities shall immediately discharge any patient admitted and detained under this section who is later found not to meet the standards for emergency detention and treatment.”

  36. Individual(s) who may decide to initiate new periods of assisted treatment.
  37. § 17a-508. "If any person who has been confined in any state hospital for psychiatric disabilities for a specified period of time pursuant to the order of any court has psychiatric disabilities at the expiration of such period, the person in charge of such hospital shall cause proceedings for the commitment of such person to be instituted in the probate court having jurisdiction in the town in which such hospital is located.”

  38. Type of forum that decides on need for extended treatment (normally either judicial or administrative).
  39. § 17a-498(g). Judicial.

  40. Participation of other individuals in the extension hearing (i.e. notice, a right to be heard and/or right to counsel for family members, legal guardians, doctors, etc.).
  41. Not specified.

  42. Maximum length of subsequent mandated inpatient care (and of any possible subsequent periods).
  43. No maximum length is specified, but a review for a hearing to consider patient’s release is required, at minimum, on an annual basis.

    17a-498(g). “The hospital shall notify each patient at least annually that such patient has a right to a further hearing pursuant to this section. In the event that the patient requests such hearing it shall be held by the court of probate which ordered the confinement of such patient…If the patient’s last annual review did not result in a hearing, and in any event at least every two years, the probate court notified shall, within fifteen business days, proceed with a hearing…”

  44. Alternatives(s) to assisted inpatient treatment (i.e. conditional release, outpatient commitment, etc.) and conditions necessary for a court to order placement in alternative(s) (if more than one form, specify for each).
  45. Not specified except in a criminal context.

  46. Maximum duration of alternative(s) to mandated inpatient care.
  47. Not specified except in a criminal context.

  48. Procedure necessary to transfer patient from outpatient to inpatient care.
  49. Not specified except in a criminal context.

  50. Procedure necessary to institute and maximum duration of subsequent periods of alternative(s) to inpatient assisted treatment.

    The superintendent or director of any state-operated facility may place a patient in a private boarding home or convalescent hospital, subject to any limitations of the original order of commitment, if the patient is no longer in need of active psychiatric treatment.

    § 17a-509. “The superintendent or director of any state-operated facility, as defined in subsection (b) of section 17a-458, may place any person with psychiatric disabilities committed to such state-operated facility, if such person is no longer in need of active psychiatric treatment in such state-operated facility, in a private boarding home for mental patients licensed by the Department of Public Health in accordance with sections 19a-490 to 19a-503, inclusive, or a chronic and convalescent hospital, provided such person shall, despite such transfer, remain subject to the medical supervision of the superintendent or director of such state-operated facility, and such superintendent or director may, if medically indicated, order and provide for the return of any such patient to such state-operated facility, subject to any limitations of the term of commitment contained in the order of commitment under which such patient was committed to such state-operated facility. The provisions of this section shall not apply to any person who is under a term of imprisonment or who has not met the requirements of the condition of release set to provide the reasonable assurance of such person's appearance in court.”

  51. Describe any procedures for conservatorship, guardianship, etc., which are applicable to the mentally ill.
  52. For a conservator to request hospitalization:

    § 17a-506(c). “Any person for whom a conservator of the person has been appointed in accordance with sections 45a-644 to 45a-662, inclusive, may request admission to a hospital for psychiatric disabilities and such hospital may admit such person. The hospital shall notify the conservator and the probate court which appointed the conservator of the admission within five business days of such admission. The probate court shall, within ten business days after such notice, appoint a physician who is a psychiatrist from the panel provided by the Commissioner of Mental Health and Addiction Services as set forth in subsection (c) of section 17a-498. The physician shall examine the patient within ten business days of his appointment to determine if the patient has given informed consent to his or her hospitalization. The physician shall make a report forthwith to the court. If the court concludes that the patient did not give informed consent to the hospitalization, the court, on its own motion, may proceed in the manner provided in subsections (a), (b), (c) and (f) of section 17a-498.”

  53. Other (may include insights into state’s mental health system, judicial interpretation of mental health code, known movements for statutory reform, or general comments).
  54. The mental health code also provides for a Psychiatric Security Review Board, which applies to criminal commitment:

    § 17a-580 et seq. – The Psychiatric Security Review Board is an autonomous body within the Department of Mental Health and Addiction Services for administrative purposes only.  When any person charged with an offense is found not guilty by reason of mental disease the court will order him or her (the “aquittee”) committed to the custody of the Commissioner of Mental Health and Addiction Services. The acquittee will be confined and examined and a commitment hearing will be held.

 


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